TY - JOUR
T1 - America COMPETES at 5 years
T2 - An Analysis of Research-Intensive Universities’ RCR Training Plans
AU - Phillips, Trisha
AU - Nestor, Franchesca
AU - Beach, Gillian
AU - Heitman, Elizabeth
N1 - Funding Information:
The Director shall require that each institution that applies for financial assistance from the Foundation for science and engineering research or education describe in its grant proposal a plan to provide appropriate training and oversight in the responsible and ethical conduct of research to undergraduate students, graduate students, and postdoctoral researchers participating in the proposed research project (America COMPETES Act of ).
Funding Information:
Since the middle of the 20th Century, the U.S. federal government has been an important worldwide funder of scientific research, particularly through the National Institutes of Health (NIH) and National Science Foundation (NSF). The U.S. government has also been an important force in promoting integrity and ethical conduct in research. Since the 1980s, Congress and individual agencies have issued a series of mandates that require individual research institutions to develop policies and programs to address research misconduct and promote research integrity (Heitman et al. ). The frequency of research scandals reported in academic forums, and the rising rate of publications retracted from scientific journals, highlights the continuing importance of policies and programs to promote integrity in every stage of a researcher’s career. It is equally important to evaluate these policies and programs. This project evaluates the NSF’s policy requiring institutions to provide responsible conduct of research (RCR) education to all NSF-funded trainees.
Publisher Copyright:
© 2017, The Author(s).
PY - 2018/2/1
Y1 - 2018/2/1
N2 - This project evaluates the impact of the National Science Foundation's (NSF) policy to promote education in the responsible conduct of research (RCR). To determine whether this policy resulted in meaningful RCR educational experiences, our study examined the instructional plans developed by individual universities in response to the mandate. Using a sample of 108 U.S. institutions classified as Carnegie “very high research activity”, we analyzed all publicly available NSF RCR training plans in light of the consensus best practices in RCR education that were known at the time the policy was implemented. We found that fewer than half of universities developed plans that incorporated at least some of the best practices. More specifically, only 31% of universities had content and requirements that differed by career stage, only 1% of universities had content and requirements that differed by discipline; and only 18% of universities required some face-to-face engagement from all classes of trainees. Indeed, some schools simply provided hand-outs to their undergraduate students. Most universities (82%) had plans that could be satisfied with online programs such as the Collaborative Institutional Training Initiative's RCR modules. The NSF policy requires universities to develop RCR training plans, but provides no guidelines or requirements for the format, scope, content, duration, or frequency of the training, and does not hold universities accountable for their training plans. Our study shows that this vaguely worded policy, and lack of accountability, has not produced meaningful educational experiences for most of the undergraduate students, graduate students, and post-doctoral trainees funded by the NSF.
AB - This project evaluates the impact of the National Science Foundation's (NSF) policy to promote education in the responsible conduct of research (RCR). To determine whether this policy resulted in meaningful RCR educational experiences, our study examined the instructional plans developed by individual universities in response to the mandate. Using a sample of 108 U.S. institutions classified as Carnegie “very high research activity”, we analyzed all publicly available NSF RCR training plans in light of the consensus best practices in RCR education that were known at the time the policy was implemented. We found that fewer than half of universities developed plans that incorporated at least some of the best practices. More specifically, only 31% of universities had content and requirements that differed by career stage, only 1% of universities had content and requirements that differed by discipline; and only 18% of universities required some face-to-face engagement from all classes of trainees. Indeed, some schools simply provided hand-outs to their undergraduate students. Most universities (82%) had plans that could be satisfied with online programs such as the Collaborative Institutional Training Initiative's RCR modules. The NSF policy requires universities to develop RCR training plans, but provides no guidelines or requirements for the format, scope, content, duration, or frequency of the training, and does not hold universities accountable for their training plans. Our study shows that this vaguely worded policy, and lack of accountability, has not produced meaningful educational experiences for most of the undergraduate students, graduate students, and post-doctoral trainees funded by the NSF.
KW - Ethics education
KW - RCR
KW - Research integrity
KW - Research integrity policy
UR - http://www.scopus.com/inward/record.url?scp=85015230608&partnerID=8YFLogxK
UR - http://www.scopus.com/inward/citedby.url?scp=85015230608&partnerID=8YFLogxK
U2 - 10.1007/s11948-017-9883-5
DO - 10.1007/s11948-017-9883-5
M3 - Article
C2 - 28299561
AN - SCOPUS:85015230608
SN - 1353-3452
VL - 24
SP - 227
EP - 249
JO - Science and Engineering Ethics
JF - Science and Engineering Ethics
IS - 1
ER -